There’s so much to learn in the world of investing and shareholder communications. One important term to know is NOBO. What does NOBO mean? It’s an acronym for Non-Objecting Beneficial Owner. NOBO refers to a specific category of shareholders. These shareholders allow their stock transfer agent or custodian to disclose their identity. They permit these...Read More

Every business owner wants their venture to succeed. Many companies go public in their desire to advance. This is also known as an Initial Public Offering. An IPO is the process wherein a private company offers its shares to the public for the first time. The shares often go through transfer companies. These institutions help...Read More

There are many key players in the world of financial services. These professionals ensure the smooth operation of investment activities. They also protect the interests of investors. Two such personages are transfer agents and custodians. These financial professionals play crucial but distinct roles. Both are essential to the securities industry. Their roles and responsibilities have...Read More

The finance industry is quite complex. It’s difficult for someone without a solid background in the industry to navigate it. Especially the various financial services. This is where brokers and stock transfer agents come in. Investors want to make sure they’re working with trustworthy and qualified professionals. The CRD number is one way to ensure...Read More

For starters, finding a job in the hustle and bustle of America may be a hard thing to do. You worry about getting in. You also worry about the hundreds or thousands of applicants you compete with for the job. Almost 13 million Americans search for work each month. That tells you that job hunting...Read More

In the United States, from the early 1300s to today, people have seen stocks as a way to earn money. This was apart from the usual buy and sell and working a 9-5 job for a salary. More people than ever put their extra income in stocks. They hope to gain money with minimal effort,...Read More

The U.S. financial services industry transitioned to a T+1 settlement cycle on May 28. It’s a significant shift aimed at enhancing efficiency. It also lowers risk in the securities market. T+1 means the settlement of securities transactions will happen in one business day. This will be after the trade date. The shorter cycle brings a...Read More

For many years, stocks have been important in finance. Many businesses compete to have the most traded securities or investors. These stocks provide an investor with proof of a share in a company. They are often shown by a physical stock certificate.  Nowadays, many people have transformed their stock into DRS stock. DRS stocks allow...Read More

Stocks are becoming one of the best mediums for storing your hard-earned money. Over time, they have been more convenient for people to use. Tons of stock options are available to choose from.  It is important to be secure and insured for the future. Once you retire, money will come to you immediately. You can...Read More

A stock legend defines a restriction and its market impact. Finance is full of jargon. And one of those concepts that a new investor needs to know is a stock legend. A stock legend is not a person’s name but a type of marking on a stock certificate. This certificate is important. It restricts some...Read More