The shareholder registry is an important document that people often forget about. Every business should have a clear and correct record of who owns what. It doesn’t matter if the business is publicly traded or privately owned. Keeping good records ensures that everything’s open, responsible, and in line with the law. This is where the...Read More

It’s crucial for firms that issue or trade securities to know about DTC eligibility. It’s not just a regulation; it’s a means to make trading easier, faster, and more efficient. Without it, a company’s stock could be delayed for no reason. It might have trouble getting investors and paying more for transactions. The Depository Trust...Read More

Corporate actions are critical events. They influence a company’s stock price and ownership structure. It also impacts shareholder relationships. Companies issue dividends, execute stock splits, and manage mergers and acquisitions. You need to do these things well, with honesty, and by obeying regulations. They’re easier to do with the help of transfer agents. These specialists...Read More

Many people who own stock certificates do two things. They either frame it and place it on a wall as a symbol of achievement. Or they tuck it away in a safety deposit box. Share certificates represent legal ownership of shares in a company. But what happens if a stock certificate becomes damaged? Does that...Read More

For more than a century, stock certificates have served as proof of ownership in a company. The first stock certificate was reportedly issued in 1601. The Dutch East India Company introduced the idea. A stock certificate is a legal document that proves ownership of shares. Companies printed them on paper for decades. The certificates display...Read More

Shareholder meetings are a cornerstone of corporate governance for publicly traded companies. These meetings give investors a voice in major decisions. It allows them to make their decisions known. They can decide on items like electing board members or approving mergers. Not every shareholder can attend meetings in person, though. The good news is they...Read More

Most companies sell stocks and bonds. They will need a good means to keep track of who owns what when they sell stocks and bonds. Someone needs to be in charge. They need someone to give both issuers and investors the help they need. This is a job for transfer agents. Transfer agents act as...Read More

When it comes to buying, selling, or managing shares, two key players often come into the picture. These are the transfer agents and brokers. Both are integral to the financial markets, but their roles are very different. Issuers and investors alike need to understand their respective roles. You must also know when you might need...Read More

A company sometimes decides to issue shares. It does this through an initial public offering (IPO), private placement, or other means. Share registration is one of the most important procedures in this process. The official way to record the names of shareholders is through share registration. It also keeps track of how many shares you...Read More

Two acronyms usually pop up when shareholders move their shares – DRS and DWAC. These terms often crop up when talking to a broker and a transfer agent. DRS and DWAC are both electronic systems. Both avoid paper certificates and aim to make share movement faster and safer. They serve different purposes, though. Choosing the...Read More